Chief Compliance Officer
As Union Home Mortgage’s Chief Compliance Officer, Kelley is responsible for maintaining an effective and efficient Compliance Management System. This includes crafting and updating corporate policy, ensuring related procedures are in place, ensuring both policy and procedure are understood by employees and that the company is complying with all Federal and state regulatory requirements. Kelley is accountable for completion of the annual compliance risk assessment which examines the inherent risk associated with applicable regulation and reviewing mitigating factors to arrive at a residual risk rating which directly affects the annual self-assessment process. Kelley reports on the effectiveness of the Compliance Management System and related compliance programs to Executive Management.
Kelley graduated from Baldwin-Wallace College with a Bachelors of Arts in Accounting and received her MBA from Cleveland State University. She is a Certified Public Accountant (inactive) and has worked in the banking industry for over 16 years. Kelley’s career has focused on risk management in the areas of audit, regulatory compliance, internal controls, operations, and project, change and vendor management. A life-long Cleveland native, Kelley lives in Northeast Ohio with her husband and two cats.